LPL Financial Holdings Inc. (LPLA)

293.67 0 (0%)

As of 2026-04-02 16:42:56 EST

LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, over US$1 trillion in advisory and brokerage assets, and generated approximately $10.3 billion in annual revenue for the 2023 fiscal year. LPL Financial has main offices in Boston, Fort Mill, Austin, and San Diego. The company is a member of FINRA and the SIPC.

Traded asNasdaq: LPLA
ISINUS50212V1008
CIK0001397911
LEI549300XROQ4Y8G2L7682
EIN203717839
SectorFinancial services
IndustrySecurity & Commodity Brokers, Dealers, Exchanges & Services
CEO
Employees8,400
Fiscal Year End1231
Address4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Phone800-877-7210
Websitehttps://www.lpl.com
Stock Quotes
trading_symbolregistrant_nametimepricechangepercentage_change
LPLALPL Financial Holdings Inc.2026-04-02 16:42:56293.6700
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Company Information
trading_symbolcentral_index_keyregistrant_nameisin_numberlei_numberein_numberexchangesic_codesic_descriptionfiscal_year_endstate_of_incorporationaddress_streetaddress_cityaddress_stateaddress_zip_codeaddress_countryaddress_country_codephone_numbermailing_addressbusiness_addressformer_nameindustryfounding_datechief_executive_officernumber_of_employeeswebsitemarket_capshares_issuedshares_outstandingdescriptionupdate_time
LPLA0001397911LPL Financial Holdings Inc.US50212V1008549300XROQ4Y8G2L7682203717839Nasdaq6200Security & Commodity Brokers, Dealers, Exchanges & Services1231DE4707 EXECUTIVE DRIVESAN DIEGOCA92121UNITED STATESUS800-877-72104707 EXECUTIVE DRIVE, SAN DIEGO, CA, 921214707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121LPL Investment Holdings Inc.Financial services19898,400https://www.lpl.com29,900,000,000136,637,54480,080,181LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, over US$1 trillion in advisory and brokerage assets, and generated approximately $10.3 billion in annual revenue for the 2023 fiscal year. LPL Financial has main offices in Boston, Fort Mill, Austin, and San Diego. The company is a member of FINRA and the SIPC.2026-04-02 15:37:09
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LPLA Stock Price (End-of-Day)
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LPLA Stock Price (1-Minute)
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Market Cap
Fiscal YearMarket CapChange In Market CapPercentage Change In Market CapShares OutstandingChange In Shares OutstandingPercentage Change In Shares Outstanding
202529,900,000,0008,600,000,00040.375680,080,1815,505,6057.3827
202421,300,000,0004,700,000,00028.313374,574,576121,6260.1634
202316,600,000,0001,900,000,00012.925274,452,950-4,220,816-5.365
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Executive Compensation
Executive NameExecutive PositionFiscal YearSalaryBonusStock AwardsIncentive Plan CompensationOther CompensationTotal Compensation
Greg GatesManaging Director2025592,3082,271,7881,700,00017,6254,581,721
Richard SteinmeierChief Executive Officer2025900,00010,045,5423,591,00037,95414,574,496
Matthew AudetteChief Financial Officer, President2025750,0006,263,0702,500,000513,64710,026,717
Matthew EnyediManaging Director2025588,4611,747,3401,275,00024,2003,635,001
Aneri JambusariaManaging Director2025488,4621,164,739885,00017,6252,555,826
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Employee Count
Fiscal YearEmployee Count
202510,000
20249,000
20238,400
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Income Statements
Fiscal Year202520242023
Revenue16,989,479,00012,385,107,00010,052,848,000
Cost Of Revenue
Gross Profit
Research And Development Expenses
General And Administrative Expenses
Operating Expenses15,839,972,00010,992,215,0008,608,073,000
Operating Income
Net Income863,024,0001,058,616,0001,066,250,000
Earnings Per Share Basic10.9714.1713.88
Earnings Per Share Diluted10.9214.0313.69
Weighted Average Shares Outstanding Basic78,681,00074,713,00076,807,000
Weighted Average Shares Outstanding Diluted79,061,00075,427,00077,861,000
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Balance Sheet Statements
Fiscal Year202520242023
Cash And Cash Equivalents1,037,378,000967,079,000465,671,000
Marketable Securities Current91,528,00057,481,00091,311,000
Accounts Receivable
Inventories
Non Trade Receivables53,245,00068,962,00039,968,000
Other Assets Current
Total Assets Current
Marketable Securities Non Current9,988,00010,154,00010,245,000
Property Plant And Equipment1,409,376,0001,210,027,000933,091,000
Other Assets Non Current39,819,00039,819,00039,819,000
Total Assets Non Current
Total Assets18,492,753,00013,317,404,00010,385,480,000
Accounts Payable821,641,000588,450,000485,963,000
Deferred Revenue
Short Term Debt0010,700,000
Other Liabilities Current
Total Liabilities Current
Long Term Debt7,258,694,0005,494,724,0003,734,111,000
Other Liabilities Non Current
Total Liabilities Non Current
Total Liabilities13,148,268,00010,386,802,0008,306,501,000
Common Stock136,000131,000130,000
Retained Earnings5,835,057,0005,066,525,0004,085,114,000
Accumulated Other Comprehensive Income
Total Shareholders Equity5,344,485,0002,930,602,0002,078,979,000
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Cash Flow Statements
Fiscal Year202520242023
Depreciation And Amortization393,434,000308,527,000246,994,000
Share Based Compensation Expense79,362,00091,761,00068,669,000
Other Non Cash Income Expense4,938,00025,319,000-39,172,000
Change In Accounts Receivable
Change In Inventories
Change In Non Trade Receivables270,373,000126,829,00071,328,000
Change In Other Assets413,296,000435,255,000213,043,000
Change In Accounts Payable161,291,00036,977,00031,256,000
Change In Other Liabilities-617,789,000336,412,000117,805,000
Cash From Operating Activities-411,404,000277,589,000512,611,000
Purchases Of Marketable Securities
Sales Of Marketable Securities
Acquisition Of Property Plant And Equipment570,376,000562,531,000403,286,000
Acquisition Of Business1,787,592,0001,020,221,000453,475,000
Other Investing Activities
Cash From Investing Activities-2,386,593,000-1,592,132,000-860,186,000
Tax Withholding For Share Based Compensation33,484,00041,288,00040,005,000
Payments Of Dividends94,411,00089,727,00092,190,000
Issuance Of Common Stock1,725,000,000
Repurchase Of Common Stock100,004,000170,096,0001,100,101,000
Issuance Of Long Term Debt2,744,930,000998,325,000749,468,000
Repayment Of Long Term Debt1,844,000,000663,000,0001,438,000,000
Other Financing Activities
Cash From Financing Activities3,168,685,0001,417,432,000-208,532,000
Change In Cash370,688,000102,889,000-556,107,000
Cash At End Of Period1,037,378,000967,079,000465,671,000
Income Taxes Paid328,560,000320,259,000535,959,000
Interest Paid379,919,000268,351,000191,350,000
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Key Metrics
Fiscal Year202520242023
Earnings Per Share10.9714.1713.88
Price To Earnings Ratio32.558823.042316.3991
Earnings Growth Rate-22.58292.089330.9434
Price Earnings To Growth Ratio-1.441711.02850.53
Book Value Per Share67.92639.224827.0676
Price To Book Ratio5.25828.32418.4093
Ebitda1,988,424,0001,961,583,0002,036,007,000
Enterprise Value34,323,808,77028,922,186,63020,761,949,340
Dividend Yield0.00340.00370.0053
Dividend Payout Ratio0.10940.08480.0865
Debt To Equity Ratio1.35821.87491.8013
Capital Expenditures592,783,000585,463,000399,728,000
Free Cash Flow-1,004,187,000-307,874,000112,883,000
Return On Equity0.16150.36120.5129
One Year Beta1.22910.77130.7902
Three Year Beta1.01490.86320.9929
Five Year Beta1.02671.20511.2558
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Insider Transactions
Insider NameRelationship To IssuerTransaction DateAmount Of SecuritiesAcquired Or DisposedSecurities Owned Following Transaction
Mnookin AllisonDirector2026-03-243A11,046
Putnam James SDirector2026-03-2410A136,668
SCHIFTER RICHARD PDirector2026-03-2419A38,098
Thomas Corey E.Director2026-03-247A13,841
EBERHART PAULETTDirector2026-03-245A17,043
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Senate Trading
Name Of Reporting PersonType Of Reporting PersonReport DateTransaction TypeTransaction DateOwner TypeAmount
Markwayne MullinSenator2025-06-11Purchase2025-05-13Joint$15,001 - $50,000
Markwayne MullinSenator2025-02-27Purchase2025-02-13Joint$50,001 - $100,000
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House Trading
Name Of Reporting PersonReport DateStateTransaction TypeTransaction DateOwner TypeAmount
Gilbert Cisneros2026-01-12CA31Purchase2025-12-10$1,001 - $15,000
Valerie Hoyle2025-09-12OR04Purchase2025-03-03Spouse$1,001 - $15,000
John James2024-09-02MI10Purchase2023-11-10$1,001 - $15,000
John James2024-09-02MI10Sale2024-07-18$1,001 - $15,000
Susie Lee2023-05-12NV03Sale2023-04-20Joint$15,001 - $50,000
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Institutional Holdings
Investor NamePeriod Of ReportMarket ValueAmount Of SecuritiesPrice Per Security
Ares Financial Consulting, LLC2026-03-312,6309292.2222
Aspect Partners, LLC2026-03-311,5045300.8
Foresight Global Investors, Inc.2025-12-31521,1111,459357.17
CITADEL ADVISORS LLC2025-12-318,679,23124,300357.17
CITADEL ADVISORS LLC2025-12-31127,311,818356,446357.17
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Mutual Fund Holdings
Registrant NamePeriod Of ReportFund NameFund SymbolAmount Of UnitsValue In UsdPercentage Value Compared To Assets
Angel Oak Funds Trust2026-01-31Class A1AOUNX2,860,0002,848,307.520.3537
Angel Oak Funds Trust2026-01-31Institutional ClassAOUIX2,860,0002,848,307.520.3537
Angel Oak Funds Trust2026-01-31Class AAOUAX2,860,0002,848,307.520.3537
Angel Oak Funds Trust2026-01-31Angel Oak UltraShort Income ETFUYLD2,800,0002,788,552.820.2129
Global X Funds2026-01-31Global X Guru Index ETFGURU2,002729,7291.278
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